Part 4: The Development of Regional Empires

Empires

Extensive territory

Single supreme authority

Diversity of subject people

Early Empires

Assyrian Empire (911-612 BCE)

Combined

City-states of Mesopotamia and Phoenicia

Kingdoms of Egypt and Hebrews

Kingdom of Macedon

Phillip II (r. 359-336)

Empire

Alexander the Great (r. 336-323 BCE)

Characteristics of empires

1) Growth by conquest

2) Extraction of resources (plunder and taxes)

3) Promotion of legitimacy

4) Fall

China: From Warring States to Empire

Birth of Imperial China

*Warring States (463-222 BCE)

*Qin Empire (221-206 BCE)

*Han Empire (202 BCE-220 CE)

Why the First Millennium BCE?

China's “tools of empire”

  External Origins Native Origins
Hardware Bronze? Agriculture
  Iron Cities
  Wheel Crossbow
  Horse domestication
Software   Writing
    Administrative and legal systems
    Philosophy of government and warfare

Why Qin?

Geographic Advantages

*“Cradle of Dynasties"

Prime Minister Shang Yang's Reforms, 359 BCE

*Legalism

*"Blueprint for Empire"

Ends aristocratic control of land

Centralized state

31 counties

Land registers

Law system

Autocracy

Meritocracy

Rewards and Punishments

Group responsibility

5 or 10 households

Master Han Fei (d. 233 BCE)

Why now?

*First Emperor of Qin, r. 246/221-210 BCE

*Sima Qian (ca. 145-86 BCE)

Records of the Grand Historian

Abnormal psychology?

Soap opera childhood?

Prince Zheng

Hostage in Zhao

King of Qin (r. 246-221 BCE)

Mother’s intrigues

Lao Ai

Assassination attempts

Elixirs of immortality

Qin Conquests

Military Campaigns, 231-221 BCE

Qin Imperial Centralization

Title of Huangdi (Emperor) replaces Wang (King)

*First Emperor of Qin

Legalist "Blueprint for Empire"

Written script

Weights, measures, currency, & axle length

Thought

Burning of books, 213 BCE

Execution of scholars, 212 BCE

First Emperor's Ambitious Policies, 221-210 BCE

Military campaigns

Northern Campaign

"300,000 soldiers"

Southern Campaign

"500,000 soldiers"

Building projects

Defensive walls

"1 million" die

Capital at Chang'an

120,000 feudal families as hostages

New Palace

Roads

4,000 miles

Imperial tomb

"700,000 laborers"

Study Questions on Lecture

1. What are the general characteristics of empires? How did empires differ from city states and kingdoms?

2. What "tools of empire" were available to all of the Warring States of China by around 400 BCE?

3. Why did the First Emperor of Qin succeed in conquering the other Warring States of China and creating the first Chinese empire? Consider: the roles of the Qin Kingdom's "blueprint for empire" and the psychology of the First Emperor.

Reading Study Questions

Hansen, et al., 72-74, 78-86

1. Why did Confucius become so famous? How did Confucius believe that a gentleman should conduct himself? How did he believe a son should treat his parents?

2. What reforms did Prime Shang Yang implement to create a "blueprint for empire" in 359 BCE?

3. How did the First Emperor of Qin unify the empire after conquering the last of his rival rulers in 221 BCE?

4. How did Sima Qian portray the First Emperor in his history of China called Records of the Grand Historian? How reliable is Sima Qian's account of the First Emperor?

Supplementary Reading on D2L>Content:

11) "The Writings of Master Han Fei"

1. According to Han Fei: What is the value of regulations? What are the two handles?

2. Who was supposed to benefit the most from Han Fei's Legalist system?

3. Critical thinking: How did Legalist ideas differ from those of Confucius?